regions bank chief compliance officer

Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He is a member of the Executive Leadership Team. 205-264-4551 He leads the companys Executive Leadership Team. Bill Ritter serves as Head of the Wealth Management group at Regions. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Deron Smithy serves as Regions Treasurer. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Privacy Policy. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. She joined Regions in 2003 to lead Consumer Credit Risk. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Prior to assuming his current role, he. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Senior Executive Vice President Prior to that, Danella led Private Wealth Management. Chief Legal Officer and Corporate Secretary. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Senior Executive Vice President Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Privacy Policy. New compliance officers face an overwhelming amount of tasks during their first few months. By Bill Ritter serves as Head of the Wealth Management group. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Use this one-page template to communicate your strategy with internal business partners. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Management Bios | Regions Financial Corporation Senior Executive Vice President Hope Dmuchowski Chief Financial Officer. Nolan joined Regions in 1989. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. All rights reserved. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Chief Digital Officer. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Gartner helps compliance officers transition confidently andsucceed faster. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Executive Vice President He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. By Jeremy King | February 9, 2021. Regions Bank is an Equal Housing Lender and Member FDIC. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Andrews experience and insights will help us build on these accomplishments. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He is also a member of the Southeastern Council of Foundations. Fournier J. Gale, III Additionally, he served as a member of RMAs Regulatory Relations Committee. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. John Turner is president and chief executive officer of Regions Financial Corporation. This 32-page document allows for easier reading and reference. Deputy Chief Compliance Officer - Retail Broker-Dealer She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Fill out the form to connect with a representative and learn more. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate She leads the companys Legal, Government Affairs, and Corporate Governance departments. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. John Turner is president and chief executive officer of Regions Financial Corporation. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Community Affairs Executive Vice President A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Core Product Marketing. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Paul, Seattle, and Portland. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Chief Human Resources Officer. and In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Regions Bank is an Equal Housing Lender and Member FDIC. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. C. Ward Cheatham For bank chief risk officers, no room for error in compliance Nix will report to Tara Plimpton, chief legal officer for the bank. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Leadership Team and Board of Directors - First Horizon Bank Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. His primary focus was financial institutions. Tammy LoCascio Chief Operating Officer . Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. (Photo: Business Wire). He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Head of Consumer Banking Group. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Senior Executive Vice President He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. William D. Ritter Gartner Terms of Use Manav Misra He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Misra is responsible for overseeing the company's data strategy and enterprise data . Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . She is also a member of the Rotary Club of Greater Birmingham. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Executive Vice President David R. Keenan Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. John M. Turner, Jr. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Head of Enterprise Operations. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Executive Vice President 4 Models for the Chief Compliance Officer Role. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Logan M. Pichel She is also responsible for managing the companys relationships with credit rating agencies. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Regions Bank names Maynard attorney Andrew Nix chief governance officer Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Fournier J. 2023 Regions Bank. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Birmingham's largest bank has added a new leader to its ranks. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Head of Strategic Planning & Corporate Development. Design a human-centric compliance culture. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Most recently, Danella served as Head of Private Wealth Management. The solution? Andrew Nix will join Regions as chief governance officer on March 17. General Counsel and Corporate Secretary. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Reserve Bank of India - Notifications These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. President and Chief Executive Officer of Regions Financial Corporation. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs.

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